Make Sure You're Prepared for a Department of Labor Employee Benefit Plan Audit!


No matter how prepared you are, having your benefit plan audited by the Department of Labor (DOL) is not a pleasant experience. Having the right information at your fingertips can make the process a lot easier and faster!

Download our Employee Benefit Plan Audit Checklist for a list of items to maintain in your “audit file” in case the DOL comes knocking on your door.

Some items you'll find on the checklist include:

  • Plan Documents
  • Service Agreements with Third-Party Providers
  • SOC 1 Reports